Beyond Dodd-Frank

Posted by on Mar 5, 2015 in Articles | Comments Off on Beyond Dodd-Frank

Strategies for Effective Risk Management of the Investment Portfolio

Under the Dodd-Frank Act, financial institutions must maintain risk management processes to ensure that credit risk in the investment portfolio is effectively monitored and controlled, but they may wish to have procedures in place which go beyond the regulatory mandates, in order to further mitigate risk and enhance profitability.

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